Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Steven Fraser is a financial professional with over 30 years of experience in the financial services industry. Mark is a Registered Representative and Investment Advisor Representative currently affiliated with Tiaa-Cref Individual & Institutional Services, LLC. Mark has a strong background in providing financial advice to individuals and businesses. He has extensive experience in investment management, financial planning, and retirement planning. Prior to joining Tiaa-Cref, Mark held positions at Fidelity Brokerage Services LLC, Fidelity Investments Institutional Services Company, Inc., and Fidelity Distributors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
MA
08/05/2019 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Waltham MA)
RI
12/22/2009 - 08/16/2011
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
12/23/2008 - 11/04/2009
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
MA
01/01/2008 - 01/16/2009
FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)
MA
06/12/2006 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
RI
11/25/1991 - 06/12/2006
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/19/1991 - 11/22/1991
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
IA
Issued 08/05/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 03/02/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/15/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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