Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Feldman is a financial advisor with Principal Securities, Inc. located in New Smyrna Beach, FL. Mark has been in the industry for over 10 years. Mark has a strong track record of providing financial advice to individuals, families, and businesses. He holds Series 6, 63, and 65 licenses and is a registered representative of Principal Securities, Inc. Mark specializes in financial planning, retirement planning, and investment management. He offers a variety of services to meet the needs of his clients, including financial planning, investment management, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
07/13/2022 - Present
Principal Securities, Inc. (New Smyrna Beach FL)
MA
07/17/2014 - 12/09/2015
WADDELL & REED (WOBURN MA)
NY
11/05/2004 - 05/26/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
IA
Issued 07/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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