Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Fantasia is an investment advisor representative registered with Cambridge Investment Research Advisors, Inc. Mark has been in the industry since January 1998. His previous experience includes working with CUSO FINANCIAL SERVICES, L.P., BANCNORTH INVESTMENT GROUP, INC., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., IFMG SECURITIES, INC., FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC., and FIDELITY BROKERAGE SERVICES LLC. Mark has passed the Series 6, 7, 63, 65, and SIE exams. Mark provides advisory services including financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MA
08/01/2023 - Present
Cambridge Investment Research Advisors, Inc. (Leominster MA)
MA
04/20/2006 - 08/01/2023
CUSO FINANCIAL SERVICES, L.P. (FITCHBURG MA)
MN
10/17/2005 - 04/17/2006
BANCNORTH INVESTMENT GROUP, INC. (ST. CLOUD MN)
MA
10/20/2004 - 10/25/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/15/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
11/29/2001 - 12/19/2003
IFMG SECURITIES, INC. (PURCHASE NY)
RI
12/05/2000 - 09/05/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
07/06/1999 - 11/15/2000
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
09/26/1997 - 06/25/1999
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 07/02/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/19/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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