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Mark Steven Bennett

Northwestern Mutual Investment Services, LLC

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About Mark Steven Bennett

Mark Bennett is a financial professional with over 27 years of experience in the financial services industry. Mark is currently registered with Northwestern Mutual Investment Services, LLC. Mark has held previous registrations with firms including MetLife Securities Inc. and Robert W. Baird & Co. Incorporated. Mark's areas of expertise include investment research, referrals to other advisors and insurance. Mark has a broad range of experience and holds several securities licenses including Series 6, Series 7, Series 8, Series 63, and Series 65. Mark is dedicated to providing clients with personalized financial advice and guidance. Mark is committed to helping clients reach their financial goals.

Firm Information

Mark Bennett is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Mark Bennett’s Registration & Firm History

NY

11/09/2010 - Present

Northwestern Mutual Investment Services, LLC (East Aurora NY)

NY

07/06/2007 - 03/24/2010

METLIFE SECURITIES INC. (WILLIAMSVILLE NY)

NY

01/17/1997 - 06/15/2007

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WILLIAMSVILLE NY)

WI

01/17/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NY

09/22/1994 - 11/26/1996

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/30/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/19/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/1997

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1995

Series 7 - General Securities Representative Examination

BC

Issued 09/21/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Steven Bennett.
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