Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stephenson is a financial advisor with over 25 years of experience in the industry. Mark is currently registered with Commonwealth Financial Network, a firm with over 177 billion dollars under management and is also registered with the state of Ohio. Prior to joining Commonwealth Financial Network, Mark has worked with other firms such as Raymond James Financial Services, Inc., Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PaineWebber Incorporated, Flagship Funds Inc., and Pruco Securities Corporation. Mark is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
03/18/2010 - Present
Commonwealth Financial Network (SPRINGFIELD OH)
OH
07/15/2003 - 03/05/2010
RAYMOND JAMES FINANCIAL SERVICES, INC. (GREENVILLE OH)
NY
11/19/2001 - 07/16/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
10/26/1998 - 11/27/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
01/23/1997 - 11/10/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
OH
03/23/1995 - 12/31/1996
FLAGSHIP FUNDS INC. (DAYTON OH)
NJ
08/26/1993 - 07/14/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/11/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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