Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stephen Thiel is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with LPL Financial LLC. Mark has a long history in the industry, having previously worked with BMO Harris Financial Advisors, Inc., M&I FINANCIAL ADVISORS, INC, U.S. BANCORP INVESTMENTS, INC., and others. Mark holds Series 7, 63, 66, and SIE licenses. Mark offers financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
03/24/2021 - Present
LPL Financial LLC (BROOKFIELD WI)
WI
08/01/2012 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (BROOKFIELD WI)
WI
01/24/2005 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (ELM GROVE WI)
MN
12/01/2001 - 01/21/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
09/19/1996 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MN
03/19/1991 - 09/24/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
01/03/1989 - 01/16/1991
CENTURY INVESTORS OF AMERICA, INC.
NA
05/25/1988 - 12/23/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
05/25/1988 - 12/23/1988
IDS LIFE INSURANCE COMPANY
BOTH
Issued 10/10/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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