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Mark Stephen Scott

Morgan Stanley & Co. LLC

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About Mark Stephen Scott

Mark Stephen Scott is a financial advisor registered with Morgan Stanley & Co. LLC and holds the Series 99TO and SIE licenses. Mark is a registered representative and has been active in the industry since August 2021.

Firm Information

Mark Scott is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Scott’s Registration & Firm History

MD

08/12/2021 - Present

Morgan Stanley & Co. LLC (Baltimore MD)

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Licenses & Designations

BC

Issued 08/12/2021

Series 99TO - Operations Professional Examination

BC

Issued 07/23/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Stephen Scott.
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