Unclaimed
Mark Stephen Miller is a financial advisor with Ameritas Investment Company, LLC. Mark has been working in the financial industry since 1988 and holds Series 6, Series 63, and SIE licenses. Mark is registered in Arkansas and Missouri. Mark has experience working with ING Financial Partners, Inc., Symetra Investment Services, Inc., Richard B. Vance & Company, ProEquities, Inc., and Transamerica Securities Sales Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AR
04/01/2010 - Present
Ameritas Investment Company, LLC (PARAGOULD AR)
AR
01/03/2007 - 11/13/2009
ING FINANCIAL PARTNERS, INC. (PARAGOULD AR)
AR
12/11/2000 - 12/19/2006
SYMETRA INVESTMENT SERVICES, INC. (PARAGOULD AR)
IL
01/28/1998 - 12/14/2000
RICHARD B. VANCE & COMPANY (JOLIET IL)
AL
02/03/1989 - 12/31/1997
PROEQUITIES, INC. (BIRMINGHAM AL)
CA
05/24/1988 - 02/17/1989
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
05/24/1988 - 02/17/1989
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NA
07/15/1987 - 06/07/1988
ADVANTAGE CAPITAL CORPORATION
BC
Issued 06/01/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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