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Mark Stephen Kubala

Fidelity Brokerage Services LLC

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About Mark Stephen Kubala

Mark Kubala is a financial advisor with over 20 years of experience in the financial services industry. Mark currently works at Fidelity Brokerage Services LLC and is registered with the Financial Industry Regulatory Authority (FINRA). Mark holds the Series 6, 7, and SIE licenses and is licensed to sell securities in all 50 states. Mark has previously worked with Fidelity Investments Institutional Services Company, Inc. Mark specializes in providing investment advice to individuals and families, and is committed to helping clients achieve their financial goals.

Firm Information

Mark Kubala is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Kubala’s Registration & Firm History

KY

01/01/2008 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

KY

06/07/2006 - 01/01/2008

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (COVINGTON KY)

RI

12/04/1997 - 12/31/2004

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 12/17/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/2017

Series 7 - General Securities Representative Examination

BC

Issued 12/03/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Stephen Kubala.
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