Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stephen Kelly is an investment advisor representative who is currently registered with Cambridge Investment Research Advisors, Inc. Mark has been in the financial services industry since 2017. Mark also has experience with VOYA FINANCIAL ADVISORS, INC. and Directed Services LLC. Mark has passed the Series 6, Series 7 and Series 63 exams, and holds the Chartered Financial Analyst designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
01/09/2024 - Present
Cambridge Investment Research Advisors, Inc. (Urbandale IA)
IA
04/02/2018 - 01/22/2020
VOYA FINANCIAL ADVISORS, INC. (DES MOINES IA)
IA
07/21/2017 - 04/08/2018
DIRECTED SERVICES LLC (DES MOINES IA)
BC
Issued 01/08/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/21/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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