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Mark Stephen Falter

MID-American Wealth Advisory Group

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About Mark Stephen Falter

Mark Stephen Falter is a financial advisor in Kansas City, MO with over 30 years of experience. Mark is registered with Mid-American Wealth Advisory Group and has been with the firm since 2019. Mark has a background in insurance and annuities, as well as tax preparation. Mark's specializations include retirement planning, investment management, and insurance and estate planning. Mark is committed to providing personalized financial advice to help individuals and families achieve their financial goals.

Firm Information

Mark Falter is currently registered with MID-American Wealth Advisory Group. MID-American Wealth Advisory Group is a wealth advisory firm based in Kansas City, Missouri. The firm manages approximately $283.26 million in assets for 2,079 clients, including individuals, corporations, and high-net-worth individuals. They offer a range of investment services, including portfolio management for individuals and businesses, as well as selection of other advisors.
MID-American Wealth Advisory Group

7505 NW TIFFANY SPRINGS PARKWAY

KANSAS CITY, MO 64153

$283.26M

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Falter’s Registration & Firm History

MO

03/31/2021 - Present

MID-American Wealth Advisory Group (KANSAS CITY MO)

MO

01/04/2010 - 11/16/2015

INVESTORS CAPITAL CORP. (KANSAS CITY MO)

MO

01/03/1997 - 12/31/2009

INVESTORS CAPITAL CORP. (WESTON MO)

CA

10/31/1996 - 12/31/1996

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

GA

04/01/1993 - 12/31/1995

PFS INVESTMENTS INC. (DULUTH GA)

GA

08/20/1992 - 12/31/1992

PFS INVESTMENTS INC. (DULUTH GA)

GA

08/28/1985 - 10/14/1991

FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

IA

Issued 03/30/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/16/2015

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 5 public disclosures for Mark Stephen Falter. Review regulatory record here.
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