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Mark Stephen Falcione

PNC Capital Markets LLC

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About Mark Stephen Falcione

Mark Falcione is a securities professional with over 26 years of experience in the financial industry. Mark is currently registered with PNC Capital Markets LLC. Mark has a wide range of experience in securities, including municipal securities, investment banking, and general securities. Mark has passed the Series 7, Series 24, Series 52, and Series 79 exams. Mark is licensed to sell securities in 34 states.

Firm Information

Mark Falcione is currently registered with PNC Capital Markets LLC. PNC Capital Markets LLC is a Limited Liability Company formed in December 2005. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. PNC Capital Markets LLC has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

489

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Falcione’s Registration & Firm History

PA

01/07/1997 - Present

PNC Capital Markets LLC (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 06/02/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/13/2009

Series 24 - General Securities Principal Examination

BC

Issued 11/16/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Stephen Falcione.
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