Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stephen Durfee is a registered representative of LPL Financial LLC. Mark has been in the securities industry since February 2, 1995. Mark is currently registered with the state of Tennessee and Texas. Mark has previously worked with OSAIC WEALTH, INC., SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., SAFECO INVESTMENT SERVICES, INC., and HOME FINANCIAL SERVICES, INC. Mark specializes in investments, financial planning, retirement planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
12/01/2023 - Present
LPL Financial LLC (KNOXVILLE TN)
TN
09/01/2023 - 12/15/2023
OSAIC WEALTH, INC. (KNOXVILLE TN)
TN
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (KNOXVILLE TN)
AZ
01/05/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
05/15/1998 - 01/06/2004
SAFECO INVESTMENT SERVICES, INC. (BOSTON MA)
TN
02/24/1993 - 06/04/1996
HOME FINANCIAL SERVICES, INC. (KNOXVILLE TN)
BOTH
Issued 02/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2012
Series 24 - General Securities Principal Examination
BC
Issued 01/29/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2001
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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