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Mark Stephen Dombrowski

J.p. Morgan Securities LLC

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About Mark Stephen Dombrowski

Mark Stephen Dombrowski is a financial advisor who has been in the industry since 2009. Currently, Mark is a registered representative for J.p. Morgan Securities LLC, where he has worked since October 2017. Prior to this, Mark was a registered representative for SunTrust Robinson Humphrey, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Mark specializes in financial planning, portfolio management for businesses and individuals, and selection of other advisors.

Firm Information

Mark Dombrowski is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Mark Dombrowski’s Registration & Firm History

CA

10/03/2017 - Present

J.p. Morgan Securities LLC (SAN FRANCISCO CA)

CA

10/20/2014 - 08/11/2017

SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)

CA

11/01/2010 - 04/07/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

CA

02/01/2010 - 11/01/2010

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

CA

05/04/2009 - 12/21/2009

ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)

CA

09/05/2008 - 05/07/2009

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 11/07/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

Disclosures

There are no public disclosures for Mark Stephen Dombrowski.
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