Unclaimed
Mark Stephen Dombrowski is a financial advisor who has been in the industry since 2009. Currently, Mark is a registered representative for J.p. Morgan Securities LLC, where he has worked since October 2017. Prior to this, Mark was a registered representative for SunTrust Robinson Humphrey, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Securities LLC. Mark specializes in financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
10/03/2017 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
10/20/2014 - 08/11/2017
SUNTRUST ROBINSON HUMPHREY, INC. (SAN FRANCISCO CA)
CA
11/01/2010 - 04/07/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
02/01/2010 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
CA
05/04/2009 - 12/21/2009
ALTEGRIS INVESTMENTS, INC. (LA JOLLA CA)
CA
09/05/2008 - 05/07/2009
BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)
BC
Issued 11/07/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/04/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
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