Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Bassett is a financial advisor with Wells Fargo Clearing Services, LLC. Mark has been working in the financial industry since 2011 and has experience at a variety of firms including Edward Jones, TD Ameritrade, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for businesses and individuals. Mark is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
03/07/2024 - Present
Wells Fargo Clearing Services, LLC (KILL DEVIL HILLS NC)
VA
05/17/2022 - 06/17/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SUFFOLK VA)
CA
01/15/2021 - 02/23/2022
EDWARD JONES (OXNARD CA)
CA
03/09/2017 - 01/11/2021
TD AMERITRADE, INC. (ENCINO CA)
CA
02/17/2012 - 02/02/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OXNARD CA)
CA
09/05/2011 - 02/08/2012
MORGAN STANLEY SMITH BARNEY (OXNARD CA)
BOTH
Issued 10/03/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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