Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Puetzer is a financial professional with over 25 years of experience in the industry. Mark is currently registered with TP Icap Global Markets Americas LLC in New York, NY. Mark has held previous positions with TULLETT PREBON FINANCIAL SERVICES LLC, GREYWOLF EXECUTION PARTNERS, INC., MND PARTNERS, INC., Z&Z SECURITIES INC., JOHN N. SEIP & CO., INC., and A. G. EDWARDS & SONS, INC.. Mark has a strong background in financial markets and holds a variety of licenses and designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
02/01/2016 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
07/31/2012 - 02/02/2016
GREYWOLF EXECUTION PARTNERS, INC. (NEW YORK NY)
NY
04/16/2007 - 08/01/2012
MND PARTNERS, INC. (NEW YORK NY)
NY
04/22/2003 - 04/18/2007
Z&Z SECURITIES INC. (NEW YORK NY)
NY
10/28/2003 - 01/06/2004
JOHN N. SEIP & CO., INC. (NEW YORK NY)
MO
12/20/1991 - 10/07/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 08/28/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/12/2003
Series 14 - Compliance Officer Examination
BC
Issued 07/02/2003
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/04/2003
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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