Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Stanley Gunza is a registered representative of Finalis Securities LLC and has been in the securities industry since December 2, 2014. He holds the Series 7, Series 63, Series 66, and SIE licenses. Mark has previously been employed at GT Securities, Inc., Altaccess Securities Company, L.P., Emerson Equity LLC, Fidelity Distributors Company LLC, and Fidelity Brokerage Services LLC. Mark is currently registered in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/31/2024 - Present
Finalis Securities LLC (New York NY)
CA
02/11/2024 - 07/22/2024
GT SECURITIES, INC. (LOS ANGELES CA)
TX
09/20/2022 - 01/29/2024
ALTACCESS SECURITIES COMPANY, L.P. (DALLAS TX)
CA
02/09/2021 - 09/20/2022
EMERSON EQUITY LLC (SAN MATEO CA)
TX
11/11/2016 - 01/15/2021
FIDELITY DISTRIBUTORS COMPANY LLC (WESTLAKE TX)
KY
09/22/2014 - 10/12/2016
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BOTH
Issued 06/22/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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