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Mark Sperling

Empower Advisory Group, LLC

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About Mark Sperling

Mark Sperling is a registered investment advisor with Empower Advisory Group, LLC. Mark is licensed to provide advisory services in multiple states. Mark has been in the securities industry since February 12, 2017. Mark has a strong background in financial planning, portfolio management for individuals, and educational seminars.

Firm Information

Mark Sperling is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Sperling’s Registration & Firm History

CO

01/03/2022 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

MA

01/25/2021 - 11/10/2021

CITIZENS SECURITIES, INC. (AMESBURY MA)

MA

08/08/2017 - 01/25/2021

EQUITABLE ADVISORS, LLC (WELLESLEY MA)

NY

07/10/1997 - 02/06/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 12/22/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/21/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/08/2017

Series 7 - General Securities Representative Examination

BC

Issued 08/22/1997

Series 31 - Futures Managed Funds Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Sperling.
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