Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Spencer Graham

Houlihan Lokey Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Spencer Graham

Mark Spencer Graham is a registered representative with Houlihan Lokey Capital, Inc. in Houston, Texas. Mark has been in the securities industry since August 7, 2022. Mark has passed the Series 63, Series 79TO and the SIE exams. Mark is registered in Texas.

Firm Information

Mark Graham is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Graham’s Registration & Firm History

TX

08/08/2022 - Present

Houlihan Lokey Capital, Inc. (HOUSTON TX)

Not sure if Mark Spencer Graham is right for you?

Licenses & Designations

BC

Issued 08/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/08/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/24/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Spencer Graham.
Not sure if Mark Spencer Graham is right for you?