Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Sinclair Fisher is a financial advisor with over 30 years of experience in the industry. Mark is currently registered with J.P. Morgan Securities LLC and has been with the firm since June 2014. Previously, Mark was employed at New England Securities, Siebert, Brandford, Shank & Co., L.L.C., Robertson Stephens, Inc., Butler Larsen Pierce & Company, Inc., First California Capital Markets Group, Inc., William O'Neil & Company, Incorporated, Great Western Financial Securities Corporation, Dean Witter Reynolds Inc. and Baraban Securities, Inc. Mark is a Series 7 and Series 66 licensed professional and holds a Series 24 and Series 4 principal license. Mark specializes in working with high-net-worth individuals, corporations, and other businesses. Mark also provides financial planning, pension consulting, and selection of other advisers to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
07/15/2014 - Present
J.p. Morgan Securities LLC (Tempe AZ)
AZ
05/17/2005 - 07/03/2014
NEW ENGLAND SECURITIES (PHOENIX AZ)
NY
03/17/2004 - 05/04/2005
SIEBERT, BRANDFORD, SHANK & CO., L.L.C. (NEW YORK NY)
CA
04/11/2000 - 07/16/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
CA
08/06/1998 - 10/25/1999
BUTLER LARSEN PIERCE & COMPANY, INC. (SAN RAMON CA)
NA
04/02/1996 - 04/30/1996
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
MA
03/13/1992 - 02/09/1996
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
CA
05/25/1989 - 02/28/1992
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
NA
04/26/1988 - 03/15/1989
DEAN WITTER REYNOLDS INC.
NA
03/23/1988 - 03/31/1988
BARABAN SECURITIES, INC.
BOTH
Issued 09/03/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/09/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 03/22/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1989
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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