Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Bailey is a financial professional with over 15 years of experience in the industry. Mark has held positions at several well-known firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., and Merrill Lynch Professional Clearing Corp. Mark is currently registered with Two Sigma Securities, LLC, a firm specializing in quantitative investment strategies, located in New York, New York. Mark holds the Series 7, 63, 24, SIE and Series 99TO licenses. Mark is registered in Connecticut and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/11/2016 - Present
TWO Sigma Securities, LLC (NEW YORK NY)
NY
08/23/2011 - 07/06/2015
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/11/2009 - 08/16/2011
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
04/10/2008 - 01/21/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
01/26/2009 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 11/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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