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Mark Shutley

Keefe, Bruyette & Woods, Inc.

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About Mark Shutley

Mark Shutley is a registered representative with Keefe, Bruyette & Woods, Inc.. Mark has over 3 years of experience in the securities industry and is currently registered in Georgia. Mark holds the Series 86, Series 87 and SIE exams. Mark is currently registered with Keefe, Bruyette & Woods, Inc..

Firm Information

Mark Shutley is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Shutley’s Registration & Firm History

GA

12/20/2023 - Present

Keefe, Bruyette & Woods, Inc. (ATLANTA GA)

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Licenses & Designations

BC

Issued 12/20/2023

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 10/12/2023

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/14/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Shutley.
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