Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gaffin is a financial advisor with Britehorn Securities. Mark has been in the financial services industry since January 14, 2019. Mark is registered in Colorado, Illinois, Maryland, and Michigan. Mark holds the Series 63, 79, and 82 securities licenses and the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
03/30/2021 - Present
Britehorn Securities (Northbrook IL)
NC
01/04/2019 - 03/18/2021
TOBIN & COMPANY SECURITIES LLC (CHARLOTTE NC)
BC
Issued 12/28/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/18/2019
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/04/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/14/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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