Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rodrick is a financial advisor with over 27 years of experience in the industry. Mark is currently registered with Wells Fargo Advisors Financial Network, LLC in Warren, New Jersey. Mark has previously been employed with Morgan Stanley, UBS Financial Services Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark holds licenses to provide financial advice in several states, including New Jersey, Texas, California, Florida, Maryland, New York, Ohio, and Oregon. Mark is dedicated to providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
01/11/2019 - Present
Wells Fargo Advisors Financial Network, LLC (WARREN NJ)
NJ
09/02/2010 - 01/15/2019
MORGAN STANLEY (SHORT HILLS NJ)
NJ
11/21/2003 - 09/09/2010
UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)
NY
04/22/1994 - 11/25/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/05/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/15/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/1995
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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