linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Mark Schmitt

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Mark? Claim Your Profile

About Mark Schmitt

Mark Schmitt is a financial advisor with Northwestern Mutual Investment Services, LLC, a leading financial firm. Mark has over 20 years of experience in the financial services industry, with a focus on investment advice and financial planning. Mark is committed to helping clients achieve their financial goals, and he provides personalized services tailored to individual needs. Mark is registered with the state of Wisconsin.

Firm Information

Mark Schmitt is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Mark Schmitt’s Registration & Firm History

WI

06/13/2018 - Present

Northwestern Mutual Investment Services, LLC (Stevens Point WI)

NY

09/15/2014 - 12/19/2017

TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)

NJ

11/20/2008 - 09/12/2014

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

WI

12/10/2004 - 07/22/2008

METLIFE SECURITIES INC. (MILWAUKEE WI)

WI

12/10/2004 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (MILWAUKEE WI)

GA

05/03/2001 - 11/19/2004

PFS INVESTMENTS INC. (DULUTH GA)

NY

07/27/1998 - 03/22/2001

AXA ADVISORS, LLC (NEW YORK NY)

NY

07/27/1998 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

Not sure if Mark Schmitt is right for you?

Licenses & Designations

BC

Issued 09/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Schmitt.
Not sure if Mark Schmitt is right for you?