Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Gale has been working in the financial industry since March 1985 and is currently registered with Morgan Stanley. Mark holds Series 63, 65, 7 and SIE licenses. Mark has previously worked for Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Smith Barney Inc., B.O.C.L. Securities Corp., and Morgan, Olmstead, Kennedy & Gardner, Incorporated. Mark Gale is a member of the Judicial Council of California, Collaborative Justice Courts Advisory Committee & Mental Health Subcommittee. Mark provides investment advice to individuals, high-net-worth individuals, trusts, estates, businesses, charitable organizations, pension plans, corporations, and other entities. Mark also provides financial planning, portfolio management, and asset allocation advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
02/18/2022 - Present
Morgan Stanley (Woodland Hills CA)
CA
03/27/2009 - 02/28/2022
WELLS FARGO CLEARING SERVICES, LLC (WOODLAND HILLS CA)
CA
01/16/1995 - 04/14/2009
UBS FINANCIAL SERVICES INC. (WOODLAND HILLS CA)
NY
12/20/1985 - 01/27/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
03/07/1985 - 03/18/1985
B.O.C.L. SECURITIES CORP.
NA
06/21/1984 - 03/07/1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED
IA
Issued 07/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Gale is the right advisor for you? Invested Better is here to help.
