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Mark Salvy Ranftle

TD Securities (usa) LLC

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About Mark Salvy Ranftle

Mark Salvy Ranftle is a financial advisor at TD Securities (USA) LLC. Mark is registered with FINRA and the state of New York. Mark has been in the financial industry since 1998 and holds the Series 7, Series 63, SIE and Series 99TO licenses. Mark has previously worked at Jeffries LLC, Citigroup Global Markets Inc. and Salomon Brothers Inc. Mark is a seasoned financial professional who is dedicated to providing clients with personalized financial advice.

Firm Information

Mark Ranftle is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Ranftle’s Registration & Firm History

NY

01/23/2023 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

09/09/2019 - 07/02/2021

TD SECURITIES (USA) LLC (NEW YORK NY)

NY

06/03/2008 - 11/20/2018

JEFFERIES LLC (NEW YORK NY)

NY

04/23/1998 - 03/20/2008

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/23/1998 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

NY

05/11/1995 - 03/06/1998

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/26/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/10/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Salvy Ranftle.
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