Unclaimed
Mark Salvy Ranftle is a financial advisor at TD Securities (USA) LLC. Mark is registered with FINRA and the state of New York. Mark has been in the financial industry since 1998 and holds the Series 7, Series 63, SIE and Series 99TO licenses. Mark has previously worked at Jeffries LLC, Citigroup Global Markets Inc. and Salomon Brothers Inc. Mark is a seasoned financial professional who is dedicated to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/23/2023 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
09/09/2019 - 07/02/2021
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
06/03/2008 - 11/20/2018
JEFFERIES LLC (NEW YORK NY)
NY
04/23/1998 - 03/20/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/23/1998 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
05/11/1995 - 03/06/1998
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 06/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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