Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Wolkstein is a financial advisor with over 17 years of experience in the industry. Mark is currently registered with Morgan Stanley and holds licenses in California and Texas. Previously, Mark was employed at CV BROKERAGE, INC, PULSE TRADING, INC., UST SECURITIES CORP., J.P. MORGAN SECURITIES INC., CHASE SECURITIES INC. and WHALE SECURITIES CO., L.P.. Mark offers financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/02/2020 - Present
Morgan Stanley (Los Angeles CA)
NY
10/25/2012 - 04/28/2016
CV BROKERAGE, INC (New York NY)
NY
08/31/2009 - 11/01/2011
PULSE TRADING, INC. (NEW YORK NY)
NY
10/18/2005 - 12/03/2007
UST SECURITIES CORP. (NEW YORK NY)
NY
08/07/2001 - 07/21/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
07/03/2000 - 02/06/2001
CHASE SECURITIES INC. (NEW YORK NY)
NY
09/11/1997 - 10/27/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
BOTH
Issued 03/22/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/28/2016
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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