Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ryan Phillips is a financial advisor with over 29 years of experience in the industry. Mark is currently registered with Wells Fargo Advisors Financial Network, LLC in Connecticut, New York, and Texas. Mark has previously been registered with Morgan Stanley, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., and Citigroup Global Markets Inc. Mark holds the Series 7, Series 63, and Series 65 licenses and is a registered representative with FINRA and a registered investment advisor with the SEC. Mark has experience providing investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/14/2024 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
CT
03/14/2014 - 06/17/2024
WELLS FARGO CLEARING SERVICES, LLC (WESTPORT CT)
CT
06/01/2009 - 03/20/2014
MORGAN STANLEY (WESTPORT CT)
CT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (WESTPORT CT)
CT
03/02/2007 - 04/02/2007
MORGAN STANLEY DW INC. (WESTPORT CT)
CT
11/09/1994 - 03/12/2007
CITIGROUP GLOBAL MARKETS INC. (WESTPORT CT)
IA
Issued 10/06/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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