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Mark Ryan Peterson

Penserra Securities, LLC

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About Mark Ryan Peterson

Mark Ryan Peterson is a financial advisor with Penserra Securities, LLC, a broker-dealer. Mark has over 13 years of experience in the securities industry. He is licensed to sell securities in California. Mark has passed the General Securities Representative Examination (Series 7), the Uniform Securities Agent State Law Examination (Series 63), the Limited Representative-Equity Trader Exam (Series 55) and the Securities Industry Essentials Examination (SIE). He previously worked at Cheever & Company, LLC, Convergex Execution Solutions LLC, G-Trade Services LLC, IFS Securities, and Jesup & Lamont Securities Corp.

Firm Information

Mark Peterson is currently registered with Penserra Securities, LLC. Penserra Securities, LLC is a Limited Liability Company formed in February 2007. The firm is registered with the SEC and in 16 states, including California, Connecticut, Florida, Illinois, Indiana, Iowa, Maryland, Minnesota, Missouri, New Jersey, New Mexico, New York, Ohio, Texas, Virginia, and Wisconsin.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Peterson’s Registration & Firm History

CA

02/06/2017 - Present

Penserra Securities, LLC (ORINDA CA)

IL

02/06/2017 - 05/18/2017

CHEEVERS & COMPANY, LLC (CHICAGO IL)

FL

04/01/2015 - 09/26/2016

CONVERGEX EXECUTION SOLUTIONS LLC (Orlando FL)

NY

12/21/2012 - 04/01/2015

G-TRADE SERVICES LLC (NEW YORK NY)

FL

01/12/2011 - 11/15/2012

IFS SECURITIES (MAITLAND FL)

FL

12/16/2009 - 09/24/2010

JESUP & LAMONT SECURITIES CORP (LONGWOOD FL)

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Licenses & Designations

BC

Issued 06/28/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/14/2010

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/14/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Ryan Peterson.
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