Unclaimed
Mark Russo is a registered representative with Jonestrading, located in Charlotte, North Carolina. Mark has been in the financial industry since 2003, and has experience with a variety of firms. Mark is a Series 7, Series 31, and Series 66 licensed advisor. Mark is currently registered in Arkansas, Connecticut, New Jersey, New York, North Carolina, and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/01/2017 - Present
Jonestrading (Charlotte NC)
NJ
04/05/2017 - 05/01/2017
ELEVATION, LLC (JERSEY CITY NJ)
NY
07/09/2015 - 03/14/2016
CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
02/11/2014 - 05/18/2015
RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)
NY
05/05/2003 - 02/07/2014
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/25/2001 - 11/01/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 09/07/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 05/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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