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Mark Russo

Jonestrading

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About Mark Russo

Mark Russo is a registered representative with Jonestrading, located in Charlotte, North Carolina. Mark has been in the financial industry since 2003, and has experience with a variety of firms. Mark is a Series 7, Series 31, and Series 66 licensed advisor. Mark is currently registered in Arkansas, Connecticut, New Jersey, New York, North Carolina, and South Carolina.

Firm Information

Mark Russo is currently registered with Jonestrading. Jonestrading is a Limited Liability Company formed in August 2001. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Jonestrading has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Russo’s Registration & Firm History

NC

05/01/2017 - Present

Jonestrading (Charlotte NC)

NJ

04/05/2017 - 05/01/2017

ELEVATION, LLC (JERSEY CITY NJ)

NY

07/09/2015 - 03/14/2016

CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)

NY

02/11/2014 - 05/18/2015

RAFFERTY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/05/2003 - 02/07/2014

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/25/2001 - 11/01/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 09/07/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/2001

Series 31 - Futures Managed Funds Examination

BC

Issued 05/24/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Mark Russo.
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