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Mark Russell Trabucco

State Street Global Advisors Funds Distributors, LLC

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About Mark Russell Trabucco

Mark Russell Trabucco has been in the financial services industry since 2008. Mark is currently registered with State Street Global Advisors Funds Distributors, LLC, Charles River Brokerage, LLC, and State Street Global Markets, LLC. Mark's previous employers include State Street Global Advisors Funds Distributors, LLC, State Street Global Markets, LLC and Pershing Trading Company, L.P.. Mark has held licenses as a General Securities Representative (Series 7), a Limited Representative - Equity Trader (Series 55), a National Commodity Futures Representative (Series 3), and a Uniform Securities Agent State Law Examination (Series 63). Mark is also a General Securities Principal (Series 24) and Compliance Officer (Series 14).

Firm Information

Mark Trabucco is currently registered with State Street Global Advisors Funds Distributors, LLC. State Street Global Advisors Funds Distributors, LLC is a Limited Liability Company formed in March 2002. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has an active SEC registration. The firm has reported 17 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Trabucco’s Registration & Firm History

MA

04/26/2024 - Present

State Street Global Advisors Funds Distributors, LLC (BOSTON MA)

MA

06/15/2012 - 05/01/2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)

MA

12/05/2008 - 04/12/2012

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

NJ

11/18/2004 - 05/24/2005

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/08/2016

Series 14 - Compliance Officer Examination

BC

Issued 07/14/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/16/2009

Series 3 - National Commodity Futures Examination

BC

Issued 12/04/2008

Series 7 - General Securities Representative Examination

BC

Issued 03/23/2005

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Mark Russell Trabucco.
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