Unclaimed
Mark Russell Johnson is a registered investment advisor representative with Wealth Enhancement Advisory Services, LLC. Mark has been in the financial industry since 2008. Mark has also worked for RBC CAPITAL MARKETS, LLC and U.S. BANCORP INVESTMENTS, INC. Mark holds the Series 66, Series 4, Series 10, Series 9, Series 24, SIE and Series 7 licenses. Mark specializes in working with high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
06/29/2022 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MN
11/15/2016 - 04/05/2022
RBC CAPITAL MARKETS, LLC (MINNEAPOLIS MN)
MN
02/04/2015 - 11/29/2016
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
07/06/2007 - 07/16/2014
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 07/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/2018
Series 4 - Registered Options Principal Examination
BC
Issued 02/24/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/27/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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