Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Russel Kean is a financial advisor at Raymond James & Associates, Inc. Mark has been in the securities industry since 1984. Mark holds Series 3, 7, and 63 licenses as well as a Series 65. Mark also has experience at Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., and Paine Webber Incorporated. Mark is registered in 31 states and is also a registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
10/29/2021 - Present
Raymond James & Associates, Inc. (Cary NC)
NC
08/03/2012 - 11/01/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CARY NC)
NC
08/13/2004 - 08/13/2012
UBS FINANCIAL SERVICES INC. (RALEIGH NC)
NY
07/31/1993 - 08/24/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/29/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
01/31/1989 - 01/25/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
09/11/1986 - 01/25/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
06/20/1984 - 10/10/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/10/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/1994
Series 3 - National Commodity Futures Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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