Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Arthur Lundvall is an active advisor with WEALTHPENN.COMLLC. Mark has been in the industry since May 14, 1987. Mark's main office location is in New York, NY. Mark is a registered Investment Advisor Representative with the state of New York and a Registered Representative in Texas. Mark is also registered with FINRA and several other SROs. Mark previously worked at CG CAPITAL MARKETS, LLC, CAPITAL GUARDIAN, LLC, C & CO/PRINCERIDGE LLC, UBS FINANCIAL SERVICES INC., UBS SECURITIES LLC, KIDDER, PEABODY & CO. INCORPORATED, and LEBENTHAL & CO., INC.. Mark has several certifications and has passed numerous securities exams, including the Series 7, Series 63, Series 52TO, Series 53, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/15/2020 - Present
Wealthpenn.comllc (New York NY)
NY
07/31/2015 - 01/05/2018
CG CAPITAL MARKETS, LLC (New York NY)
NY
11/19/2013 - 07/30/2015
CAPITAL GUARDIAN, LLC (New York NY)
NY
01/25/2012 - 10/17/2013
C & CO/PRINCERIDGE LLC (NEW YORK NY)
NJ
10/01/2008 - 11/14/2011
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/16/2006 - 10/21/2008
UBS SECURITIES LLC (NEW YORK NY)
NJ
09/01/1993 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/07/1989 - 09/03/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
04/23/1986 - 09/20/1989
LEBENTHAL & CO., INC. (NEW YORK NY)
IA
Issued 4/3/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/7/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 1/5/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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