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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Roukas is a financial advisor with UBS Financial Services Inc., based in Portland, OR. Mark has been in the financial services industry since 1984 and has experience working with a variety of clients, including individuals, families, businesses, and institutions. He has a strong background in investment management, financial planning, and retirement planning. Mark is committed to providing his clients with personalized financial advice and strategies to help them achieve their financial goals. Mark holds the Series 7, Series 63, and Series 65 licenses. Mark is also a Registered Representative of UBS Financial Services Inc., which has been in business for over 150 years and is one of the largest and most respected financial institutions in the world.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
11/10/2020 - Present
UBS Financial Services Inc. (PORTLAND OR)
OR
06/01/2009 - 12/18/2013
MORGAN STANLEY (PORTLAND OR)
OR
11/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (PORTLAND OR)
OR
09/04/1990 - 11/06/2007
WACHOVIA SECURITIES, LLC (PORTLAND OR)
NA
03/03/1986 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/01/1985 - 03/05/1986
MILLER & SCHROEDER FINANCIAL, INC.
NA
10/26/1984 - 10/07/1985
CAL STATE SECURITIES CORP.
IA
Issued 10/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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