Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Rosema is a financial advisor with Wells Fargo Clearing Services, LLC. Mark has been in the financial industry since 2013 and has a broad range of experience in helping clients with their financial needs. Mark holds the Series 66, Series 7, and SIE licenses. Mark is registered in Arizona, California, Colorado, Hawaii, Idaho, Iowa, Kansas, Michigan, Mississippi, New Mexico, Oregon, and Texas. Mark has previously worked with Edward Jones and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/30/2021 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
AZ
06/30/2017 - 04/30/2021
EDWARD JONES (TUCSON AZ)
AZ
07/06/2016 - 06/21/2017
NYLIFE SECURITIES LLC (TUCSON AZ)
AZ
09/03/2013 - 02/05/2015
EDWARD JONES (TUCSON AZ)
BOTH
Issued 09/20/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Mark Rosema is the right advisor for you? Invested Better is here to help.
