Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Ronald Nickel is an investment advisor representative with RBC Capital Markets, LLC. Mark has been in the industry since 1999, working at firms such as First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Mark has held registrations in over 50 states and specializes in various areas including fixed income securities, equities, mutual funds and options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/04/2023 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
MA
02/19/2016 - 05/24/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (BOSTON MA)
CA
03/03/2006 - 02/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
03/23/2001 - 03/06/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN RAFAEL CA)
NY
05/04/1999 - 03/16/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 05/21/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/09/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/08/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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