Unclaimed
Mark Ronald Franco is a financial advisor with LPL Financial LLC. Mark has been in the financial services industry since August 3, 1992 and is registered in Connecticut, Texas and 20 other states. Mark provides a range of advisory services, including financial planning, portfolio management, and consulting. Mark has been affiliated with LPL Financial LLC since October 2021. Prior to joining LPL Financial LLC, Mark was affiliated with Benjamin F. Edwards & Company, Inc., Wells Fargo Advisors, LLC, and A. G. Edwards & Sons, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/29/2021 - Present
LPL Financial LLC (NORTH HAVEN CT)
CT
05/28/2010 - 11/02/2021
BENJAMIN F. EDWARDS & COMPANY, INC. (HAMDEN CT)
CT
01/01/2008 - 06/04/2010
WELLS FARGO ADVISORS, LLC (HAMDEN CT)
CT
09/22/1995 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HAMDEN CT)
NY
07/09/1993 - 10/03/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
09/24/1992 - 07/22/1993
AMERINATIONAL FINANCIAL SERVICES, INC.
CO
06/18/1992 - 08/07/1992
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 07/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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