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Mark Roger Flinn

John Hancock Investment Management LLC

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About Mark Roger Flinn

Mark Roger Flinn is a registered investment advisor representative with John Hancock Investment Management LLC, based in Boston, Massachusetts. Mark has been active in the financial services industry since January 31, 2004. Mark holds a Series 7, Series 31, Series 63, Series 65, Series 99TO and SIE licenses. Mark is also a Chartered Financial Analyst. Prior to joining John Hancock Investment Management LLC, Mark was employed by MFC Global Investment Management (U.S.), LLC, John Hancock Distributors LLC, John Hancock Funds, Inc., and John Hancock Advisers, LLC. Mark's registration dates back to February 2, 1998, and spans over 50 states.

Firm Information

Mark Flinn is currently registered with John Hancock Investment Management LLC. John Hancock Investment Management LLC is a Boston, MA-based investment advisor with $189,588,843,467 in regulatory assets under management. They advise individuals, investment companies, and proprietary accounts in model portfolios, with a total of 28,802 accounts. They offer portfolio management services and participate in wrap fee programs.
John Hancock Investment Management LLC

200 BERKELEY ST.

BOSTON, MA 02116-5022

$189.59B

Assets Under Management

1

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Mark Flinn’s Registration & Firm History

MA

11/08/2018 - Present

John Hancock Investment Management LLC (BOSTON MA)

MA

04/19/2012 - 12/04/2023

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

MA

12/07/2010 - 05/20/2016

JOHN HANCOCK FUNDS, LLC (BOSTON MA)

MA

01/25/2007 - 11/13/2008

STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)

MA

06/18/2004 - 02/03/2005

STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)

MA

09/21/2000 - 04/22/2004

MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)

NY

01/14/1998 - 11/10/1998

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 02/06/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 01/13/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Roger Flinn.
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