Unclaimed
Mark Roger Flinn is a registered investment advisor representative with John Hancock Investment Management LLC, based in Boston, Massachusetts. Mark has been active in the financial services industry since January 31, 2004. Mark holds a Series 7, Series 31, Series 63, Series 65, Series 99TO and SIE licenses. Mark is also a Chartered Financial Analyst. Prior to joining John Hancock Investment Management LLC, Mark was employed by MFC Global Investment Management (U.S.), LLC, John Hancock Distributors LLC, John Hancock Funds, Inc., and John Hancock Advisers, LLC. Mark's registration dates back to February 2, 1998, and spans over 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
MA
11/08/2018 - Present
John Hancock Investment Management LLC (BOSTON MA)
MA
04/19/2012 - 12/04/2023
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
12/07/2010 - 05/20/2016
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
01/25/2007 - 11/13/2008
STATE STREET GLOBAL MARKETS, LLC (BOSTON MA)
MA
06/18/2004 - 02/03/2005
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
MA
09/21/2000 - 04/22/2004
MELLON FUNDS DISTRIBUTOR, L.P. (BOSTON MA)
NY
01/14/1998 - 11/10/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 02/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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