Unclaimed
Mark Rodrigues has been in the financial services industry since April 14, 2002. Mark is currently registered with Allstate Financial Services, LLC in Bayside, NY. Mark is also registered in New York and holds a Series 7, Series 63, Series 65 and SIE license. Prior to joining Allstate Financial Services, LLC, Mark was employed by CHASE INVESTMENT SERVICES CORP. in New York, NY, VALIC FINANCIAL ADVISORS, INC. in Houston, TX, THE VARIABLE ANNUITY MARKETING COMPANY in Houston, TX and SALOMON SMITH BARNEY INC. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/13/2009 - Present
Allstate Financial Services, LLC (Bayside NY)
NY
09/07/2004 - 09/17/2007
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
TX
08/29/2001 - 09/03/2004
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
08/29/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
NY
12/10/1999 - 09/22/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 07/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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