Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Yount is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Mark has been in the industry since 2002. Mark has a wide range of experience in providing financial advice. Currently, Mark holds a Series 7, Series 31 and Series 66 licenses. Mark has been affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. since October 2009. Previous employers include BANC of AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., COMERICA SECURITIES, CHARTER ONE SECURITIES, INC. and MORGAN STANLEY DW INC. Mark has a wide range of experience working with individuals, corporations, pension and profit-sharing plans, investment companies, charitable organizations, insurance companies and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (BRIGHTON MI)
MI
03/27/2006 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (WATERFORD MI)
MI
06/24/2005 - 02/21/2006
COMERICA SECURITIES (BLOOMFIELD HILLS MI)
OH
03/19/2003 - 06/20/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
NY
04/16/2001 - 04/02/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 05/03/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 04/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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