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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Witthaus is an investment advisor representative associated with Commonwealth Financial Network. Mark has been in the financial services industry since 2002 and currently holds a Series 63 and Series 65 license. Mark has been with Commonwealth Financial Network since 2019, and previously worked at B. Riley Wealth Management, Morgan Keegan & Company, Inc., PFIC Securities Corporation, and Morgan Stanley DW Inc. Mark is licensed to provide investment advisory services in Arizona, California, Florida, Illinois, Minnesota, Missouri, New Mexico, Ohio, Oregon, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. In addition to investment advisory services, Mark also provides fixed insurance sales and is a co-owner of M Witthaus Wealth Management, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/02/2019 - Present
Commonwealth Financial Network (Clayton MO)
MO
01/13/2012 - 12/13/2019
B. RILEY WEALTH MANAGEMENT (ST. LOUIS MO)
MO
07/29/2004 - 01/13/2012
MORGAN KEEGAN & COMPANY, INC. (TOWN AND COUNTRY MO)
TN
04/24/2003 - 08/05/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
NY
07/02/2002 - 04/30/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 07/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/26/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/01/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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