Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Tober is a financial advisor with over 35 years of experience in the industry. Mark is currently registered with LPL Financial LLC and has been with the firm since 1994. Previously, Mark has been associated with several other firms, including Edward D. Jones & Co., L.P., U.S. Securities Clearing Corp., Signature Equities Corporation, Mesa Securities Corporation, and Transamerica Financial Resources, Inc. Mark holds several licenses and certifications, including the Series 63, Series 7, and Series 24 exams. Mark specializes in providing a range of financial services, including financial planning, portfolio management, and insurance. Mark is also active in the community and serves on the board of several local organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/27/2013 - Present
LPL Financial LLC (SAN CLEMENTE CA)
MO
09/09/1991 - 05/11/1994
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
CA
10/19/1990 - 09/24/1991
U.S. SECURITIES CLEARING CORP. (SAN DIEGO CA)
NA
07/21/1989 - 10/19/1990
SIGNATURE EQUITIES CORPORATION
NA
02/24/1987 - 07/17/1989
MESA SECURITIES CORPORATION
NA
01/21/1987 - 03/11/1987
TRANSAMERICA FINANCIAL RESOURCES, INC.
BC
Issued 09/25/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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