Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Surowiak is a registered representative of Capstone Partners. Mark is a veteran of the financial services industry, having spent over two decades helping investors achieve their goals. Mark has a comprehensive understanding of the financial markets and a deep commitment to providing his clients with personalized advice and exceptional service. Mark is a Series 7 and Series 63 licensed professional and holds a Series 79TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
10/21/2010 - Present
Capstone Partners (Wayne PA)
PA
06/01/2009 - 10/11/2010
MORGAN STANLEY SMITH BARNEY (PHILADELPHIA PA)
PA
12/19/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PHILADELPHIA PA)
CA
01/22/2001 - 01/18/2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC. (LAGUNA HILLS CA)
BC
Issued 12/11/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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