Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Richter is a financial advisor with LPL Financial LLC. Mark has been in the financial services industry since October 21, 1985. Mark has a strong track record of helping individuals and families reach their financial goals. Mark specializes in providing financial planning, portfolio management, and consulting services. Mark is committed to providing personalized service and building long-term relationships with his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
09/08/2009 - Present
LPL Financial LLC (TACOMA WA)
WA
03/31/1999 - 09/08/2009
MUTUAL SERVICE CORPORATION (FEDERAL WAY WA)
CA
06/10/1991 - 03/31/1999
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NA
03/23/1989 - 06/10/1991
GOODLIN FINANCIAL, INC.
NA
10/22/1985 - 05/23/1989
OPPENHEIMER & CO., INC.
IA
Issued 08/07/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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