Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Merchant is a financial professional with over 10 years of experience in the industry. Mark is currently registered with Northwestern Mutual Investment Services, LLC, a firm that has a presence in multiple states. Previously, Mark has worked with several other firms including First Allied Securities, Inc., MML Investors Services, LLC, and OneAmerica Securities, Inc. Mark holds a Series 7 and Series 66 license, and is a registered Investment Advisor in the state of Indiana. Mark is a resource for financial advice in the Indianapolis area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IN
09/12/2017 - Present
Northwestern Mutual Investment Services, LLC (Indianapolis IN)
IN
01/07/2013 - 08/18/2017
FIRST ALLIED SECURITIES, INC. (INDIANAPOLIS IN)
IN
06/21/2011 - 10/01/2012
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IN
04/27/2011 - 06/06/2011
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
BOTH
Issued 5/16/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/26/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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