Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Latawiec is a financial advisor with Wells Fargo Clearing Services, LLC, working out of the Sugar Land, TX office. Mark has been in the financial industry since 1998. Mark is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 65, Series 66, Series 7, Series 31, and SIE licenses. Mark is also registered with the state of Texas as an Investment Advisor Representative. Mark has a variety of experience in the financial industry, including previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
06/05/2019 - Present
Wells Fargo Clearing Services, LLC (SUGAR LAND TX)
TX
11/10/1998 - 06/11/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
IA
Issued 09/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 12/10/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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