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Mark Robert Klausner

ICR Capital LLC

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About Mark Robert Klausner

Mark Robert Klausner is a financial advisor at ICR Capital LLC. Mark is a seasoned financial professional, with over 18 years of experience in the industry. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds several professional licenses, including Series 7, Series 24, Series 63, and Series 79TO.

Firm Information

Mark Klausner is currently registered with ICR Capital LLC. ICR Capital LLC is a Limited Liability Company formed on December 2, 2014. The firm is registered in California, Connecticut, Maryland, and New York, and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

19

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Mark Klausner’s Registration & Firm History

MD

05/16/2019 - Present

ICR Capital LLC (BALTIMORE MD)

MD

10/11/2016 - 04/24/2019

CFG CAPITAL MARKETS, LLC (BALTIMORE MD)

NC

06/21/2004 - 06/07/2006

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MD

04/07/2003 - 06/21/2004

SIGNAL HILL CAPITAL GROUP LLC (BALTIMORE MD)

NY

06/14/1999 - 11/19/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

09/01/1997 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

NA

06/12/1995 - 09/01/1997

ALEX. BROWN & SONS INCORPORATED

NY

09/10/1993 - 05/25/1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/08/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/06/2017

Series 24 - General Securities Principal Examination

BC

Issued 05/31/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Mark Robert Klausner.
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