Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Mark? Claim Your ProfileMark Robert Henestofel is a financial advisor with UBS Financial Services Inc. Mark has been in the industry since 2002. Mark is a registered representative in Florida, Ohio, and Texas. Mark is also a registered investment advisor in Florida, Ohio, and Texas. Prior to joining UBS Financial Services Inc., Mark was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and H. Beck, Inc. Mark specializes in retirement planning, investment management, and estate planning. Mark works with individuals, families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
10/05/2018 - Present
UBS Financial Services Inc. (Miamisburg OH)
OH
08/04/2003 - 10/09/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MIAMISBURG OH)
MD
03/04/2003 - 07/29/2003
H. BECK, INC. (ROCKVILLE MD)
IA
04/16/2002 - 03/03/2003
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
BOTH
Issued 09/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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